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Professional & Regulatory Services

We use our extensive experience, specialist expertise and networks to help protect and support fellow industry professionals in today's highly regulated marketplace.


The team provide clear, user-friendly commercial and regulatory advice aimed at helping you avoid future problems.

Solicitors Forum

A series of events in which small to medium sized local law firms can come together to discuss common issues. These sessions provide a useful opportunity to discuss a “hot topic” chaired by a member of the profession, followed by some informal networking and delicious buffet lunch.

Care Provider Support Service

Our team offers full service legal support across the firm to provide practical and technical advice to small / medium sized care providers. The team has a detailed understanding of the sector and the current (and changing) challenges that business owners face.

DBS defence

We can provide support and advice to individuals who have received a barring notice and would like assistance in challenging the barring notification and any subsequent appeal.

Other Key Services:

  • FCA disciplinary proceedings
  • Compliance challenges
  • Actions by the Disclosure and Barring Service
  • Disciplinary proceedings instigated by the NCTL
  • Public Inquiries
  • Regulatory and Criminal investigations
  • Judicial Review
  • Inquests
  • Import and Export control 

We act for both businesses and individual professionals to minimise damage and reach a workable solution.

Our preventative approach for businesses can include supporting you to develop the right due diligence and operational procedures to ensure compliance with regulatory regimes. We also help safeguard your business, its bottom line, reputation and stakeholders against costly and possibly dangerous compliance breaches.

We offer a selection of tailored products, services and events such as our regular Solicitors’ Forum and the In-house Lawyer service, as well as our legal retainer service which is particularly relevant to this sector because of the ongoing need for due diligence. This coupled with the team’s technical know-how and proven track record in both contentious and strategic non-contentious approaches, means we are well placed to assist with any issues you may have.


    “Our key requirements for any professional firm are that they can move quickly, understand the issues, give clear constructive advice and get the job done to a high standard. We are pleased to confirm that this has been our experience with Gregg Latchams, on the wide range of issues where they have helped us over the years.”


    “Gregg Latchams offers a refreshing approach to the financial services sector and can be relied upon to give an efficient and competent service tailored to your specific needs.”


    “Our solicitor was both professional and very helpful.”


    “As the owner of an IFA, I have been lucky enough to work with Gregg Latchams for many years. The teams knowledge and experience have been invaluable, in particular their extensive knowledge of the financial services industry. It is a huge relief knowing that I have advisers who I can trust and rely on.”


    “Gregg Latchams successfully pursued claims in relation to several mis-sold financial products which we had taken out. The service we received far exceeded our expectations and it was a great experience dealing with Gregg Latchams staff, who were very friendly, approachable and professional.”


In-house Lawyer

Our In-house Lawyer service offers a complete package of immediate and comprehensive legal support that is tailored to your business needs. Available as and when you need it, our solicitors act as your trusted advisors on a range of legal, business and financial matters.

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Key Services


To find out how we can help you or your business, get in touch.

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